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MMM+B represented an individual who had lost
more than $300,000 as a result of his broker's
misconduct, including unauthorized trading and
churning. MMM+B prosecuted his claims before
a panel of NASD arbitrators. Shortly before the
final arbitration hearing, however, the case settled
for a confidential amount after MMM+B uncovered
the broker's history of similar nefarious acts and
tracked down and secured sworn statements
from his past victims.
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