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Investor Claims
Most financial advisors are honest and competent,
but not all. The stock market declines of recent
years have exposed what very few people
appreciated before, retirement savings, trusts,
and other securities investments frequently suffer
due to mismanagement, mishandling or misconduct
by an investor's financial advisors. The attorneys
at MMM+B are experienced securities litigation
attorneys who help individual investors recoup
losses incurred on account of the negligent or
unscrupulous actions on the part of stockbrokers
or other investment professionals. We provide
first-class litigation and arbitration services on a
contingency fee basis.
The most common types of investment fraud discovered
and prosecuted by MMM+B include the following
legal claims:
+ Churning: stockbroker over-trading for commissions.
+ Unsuitability: stockbroker disregarding investment
objectives or acting contrary to investment objectives
of the investor.
+ Unauthorized trading: stockbroker trades made
without authority.
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